Senior Fund Compliance Officer

Publié il y a 3 ans

Responsabilities :


  • Manage compliance review related to a broad range of fund structures (e.g.: UCITS, AIF).
  • Assess active and passive breaches and CSSF reporting pursuant to Circular 02/77.
  • Participate in the analysis and implementation of new investment funds.
  • Perform eligibility assessment towards UCITS/AIF’s funds prerequisites.
  • Prepare related reports and statistics.
  • Act as a point of escalation for Portfolio Managers, Senior Management, Board of Directors, internal and external auditors with regards to investment restrictions and regulatory compliance issues.
  • Analyse the potential impact of new laws, regulations and or group policies.
  • Participate in the implementation or updating of procedures.
  • Monitor and checking for adherence to established procedures.
  • Provide advice / support on fund compliance issues.
  • Provide support to the Head of Risk Management and Fund Compliance on risk monitoring and reporting activities.



  • University Degree in Economics or equivalent
  • Minimum of 8 years relevant experience with significant exposure to investment restriction monitoring, fund compliance, and regulatory activities associated with the provision of fund administration services.
  • Strong understanding of the Luxembourg fund industry regulatory environment, with significant exposure to UCITS, AIFs structures as well as to complex structured products
  • Sound knowledge of the investment fund industry, financial products and financial markets
  • Good communication skills, accurate and well-organized.
  • Fluent in French and English, both written and spoken.


Our client is a medium-sized bank with a solid financial standing and a good market reputation.


Caractéristiques de l'emploi

Catégorie emploiInvestment Fund

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